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The
Ethics of Loving Care July-August 2004

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Byock I. The ethics of loving care. Health Prog.
Jul-Aug 2004;85(4):12-19, 57.
SPECIAL SECTION
The Ethics of Loving Care
Palliative Care, Like Pediatrics,
Understands that Patients Should Always Be Seen as Capable of Growth
BY IRA BYOCK, MD
Dr. Byock is director, palliative
medicine, Dartmouth Hitchcock Medical Center, Lebanon, NH.
As the 21st century begins,
dissatisfaction with medical care is high and the U.S. health care system is
in need of repair. Costs continue to climb, while quality is uncertain.
Medical errors are rampant.1 Both acute and chronic pain are undertreated, and a public health
crisis involves care of patients with advanced, incurable illness and
support (or the lack of it) for those patients' families. Medical services
are commonly viewed as impersonal and lacking in human values. Too often,
relationships among patients, their professional caregivers, and the health
care system verge on adversarial.2
The situation is particularly grave
in the realm of end-of-life care. Contemporary studies of medical care for
dying persons and support for their families reveal many deficiencies.3 Pain among patients
with advanced disease is often inadequately evaluated and treated.4 Communication
between doctors and patients often falls victim to a conspiracy of denial
involving patients, their families, and physicians.5 Increasingly,
time-pressured clinical encounters make it easy to avoid talking about the
real implications of disease progression and about dying. Absent discussions
of the full range of caring options, the "system default" is to persist with
aggressive life-prolonging treatment as long as possible and at all costs.
The human costs incurred can extend to entail needless physical discomfort
and loss of all sense of dignity for the person dying.6
How Did This Predicament Develop?
Much has been written on the
evolution of medical treatment during the 20th century and the trends which
have shaped our current approach to seriously ill patients.7 However, several key
assumptions and cultural features of clinical practice deserve attention for
their synergistic effect of constricting our care and limiting our ability
to perceive a full range of possible human responses to suffering people and
their families.
"Subtractive" Themes in Practice
and Biomedical Ethics
The principles of autonomy,
nonmaleficence, and distributive justice have dominated clinical ethics in
the 20th century. A corresponding reduction of emphasis on beneficence has
contributed to "subtractive" themes in practice and ethical discourse. This
trend is reflected in the literature, discussion, and debate related to
withholding or withdrawing potentially life-sustaining treatments. Early
formative developments of clinical ethics focused on the sanctity of a
person's body and protection of the body from unwanted intrusion. Landmarks
in this trend include Union Pacific Railroad v. Botsford (1891) and
Schloendorff v. New York Hospital (1914); the Quinlan, Barber, and
Cruzan cases; and the report of a presidential commission and a number of
key white papers.8 Each of these court decisions and published statements emphasized
principles concerning patient autonomy and nonmaleficence. Collectively,
they established parameters and guidelines for avoiding or removing
treatments that were prolonging or might prolong life.
Throughout this period, the assumed
community standard of medical care has been maximal life-saving medical
interventions. "Doing everything" for a patient has meant doing anything
possible to keep the patient alive. Ethical advocacy in this context often
emphasized protection from unwanted medical interventions, including the
right to refuse surgery, cardiopulmonary resuscitation, mechanical
ventilation, and artificial nutrition and hydration. Similarly, many
advances in clinical ethics have taken the form of carefully crafted
guidelines and procedures for withholding, withdrawing, or refusing medical
therapies. Extensions of these principles have led to broad agreement
regarding the role, responsibilities, and rights of families (or formally
named legal surrogates) to refuse medical interventions on behalf of
seriously ill, injured, or otherwise incapacitated persons.9 Advance directives,
developed as tools for extending an individual's personal autonomy into a
possible future period of incapacity, have been used almost exclusively to
refuse unwanted treatments. In this context, beneficence has been generally
understood as saving life whenever possible; withdrawing treatments when
unwanted; and alleviating suffering, especially when cure is not possible.
As ethical thought evolved, the
clinical professions and society as a whole asserted their rights as
stakeholders to participate in decisions regarding the propriety of medical
interventions and the use of limited resources. This has been reflected in
cases and literature related to withholding or withdrawing life-prolonging
medical treatments under the principles of futility or distributive justice
and the responsible allocation of limited social resources. More recent
ethical debate has included questions related to defining categorical
circumstances within which society and the clinical professions may offer
less-than-maximal life-prolonging care.10 Each of these
topics concerns services being reduced, withdrawn, or avoided.
The active debate regarding legalization
and social sanctioning of physician-assisted suicide and euthanasia—the
intentional removal of life in service of the sufferer—may be seen as a
logical extension of these subtractive themes in clinical ethics and care.
To its advocates, physician-assisted
suicide represents a new medical service that responds to the demands of
suffering patients, their families, and a public fearful of suffering.
Proponents of legalizing physician-assisted suicide11 and euthanasia12 assert that in
certain circumstances of suffering, pre-empting death is beneficent as well
as an extension of personal autonomy. A countervailing view holds that while
beneficence encompasses any caring intervention, including sedation for
otherwise intractable symptoms, it does not encompass eliminating the
sufferer. Intentionally causing another person's death falls outside the
realm of acceptable human interactions, even in response to suffering.
Therefore, actions to preempt death fall outside the realms of proper
clinical practice and biomedical analysis.13 In this view,
whether or not death is considered to be in an individual's best interests
or desired by the person him- or herself, the nature of care—reflected in
the definition "to look after, to provide for14 extends to an
open-ended future in which death is inevitable but not predetermined.
Opponents of euthanasia and
physician-assisted suicide thus enthusiastically welcome the development of
new ways to alleviate suffering.
The "Problem-Oriented Model" of
Medicine
The "problem-oriented model" of
medicine had its inception in the development of the problem-oriented
medical record. Introduced in the 1970s, this innovative reporting format
revolutionized the manner in which medical care is organized.15 Having heard a
patient's chief complaint and made an initial evaluation, a physician
creates what is known as a "problem list" for the patient. The problem list
then serves as a table of contents for his or her medical record. The
physician will approach each identified problem through the collection of
subjective and objective information; for each problem an
assessment is made and a plan of care is developed. This S-O-A-P
format of charting shapes the contemporary clinical encounter. It has
emerged as the de facto conceptual framework for medical care and has
inadvertently contributed to a narrowed understanding of beneficence. Its
unintended consequences have rarely been examined.16
Within the prevailing medical model, people
come to doctors with problems. If a person should appear to have no
identifiable problem, the physician may assume that no substantive
evaluation or interventions are required. Faced with an asymptomatic
patient, clinicians may well assume that there is nothing to do, or at least
that nothing needs to be done. (In adult medicine, vaccinations and
limited, disease-based screening comprise the extent of nonproblem-oriented
care.) In an era of increasing financial pressures, this approach may at
times provide a convenient rationale for constraining the scope of care.
Within this operational framework, the tacit definition of "health" is the
absence of identified problems associated with illness or injury.
Today an individual patient's plan of
care is the aggregate of plans for specified problems. Active efforts to
improve a person's quality of life find no place in this approach. In
mainstream medicine, unless a patient manifests depression or disruptive
behavior, or his or her psychological distress crosses the threshold of a
psychiatric diagnosis described in the Diagnostic
and Statistical Manual of Mental Disorders17, nothing triggers
the health system to act. In general, patients today must earn their
doctors' attention by suffering.
This constraining influence is
reflected in the domains and individual items that comprise commonly used
"quality of life" (QOL) scales.18 The items that constitute most QOL surveys, scales, and indices
have to do almost exclusively with symptoms, social and physical function,
and independence. Such assessment tools may deliberately exclude domains of
personal experience, even those of central importance to patients. As a key
researcher of QOL assessment has noted, apparently without irony,
"Undoubtedly, such issues as happiness and life satisfaction factor heavily
into an individual's judgment of his or her quality of life. Yet, these
issues are so distal to the goals and objectives of health care that it
would seem inappropriate to apply them as criteria against which to judge
the efficacy of medical interventions."19
This kind of thinking tends to be
reinforced by the problem-oriented clinical model and corresponding QOL
assessment tools in common use. Embedded in many such tools is the
assumption that a person's QOL can be improved only in direct proportion to
the extent that pre-illness performance can be restored. This assumption may
be valid for most people during most phases of illness, but there are
important exceptions.
Although the assumed linear
relationship between QOL and a person's physical and functional status may
be valid during earlier stages of illness, it commonly proves to be false in
the context of far-advanced illness. Empirical evidence from clinical
narratives reveals that, in the face of death, people can experience
contentment and an ongoing sense of importance, meaning, and value in life
despite considerable discomfort and profound functional limitations.20
As two observers have noted:
From time to time, a terrible event
happens to someone, and yet the survivor finds herself or himself better
off. Through injury, a person is rendered paraplegic, or even quadriplegic;
cancer strikes, requiring debilitating chemotherapy and raising the specter
of a shortened life. The person suffering the calamity transcends the
suffering and the loss and finds new meaning in life. Living becomes a
richer, more satisfying experience and, in extreme instances, people feel
that they never really appreciated life until their tragedy."21
One such individual has been described in
an early paper concerning the limitations in QOL assessment.
I shall long remember the young
patient who in dying commented that his final months (which had been
characterized by relentless physical deterioration and considerable
suffering) had been "the best year of my life." The day he made that comment
this young athlete, scholar, and executive who had measured 10/10 on the
[Spitzer] QL [scale] throughout his life, measured 2/10. Clearly he was
referring to something not embraced by the scales measuring activities of
daily living and not reflected in the Spitzer QL."22
Palliative Care and Pediatrics: Safe
Harbors from Problem-Bound Medicine
Two disciplines in contemporary health care
have resisted the confining influence of problem-oriented medicine:
palliative care and pediatrics. They would, at first glance, seem unlikely
partners in this resistance. However, the conceptual frameworks through
which the two approach the clinical encounter are remarkably similar.
Beginning as the hospice movement, palliative care in America was a response
to the perception that care for dying patients had become often
ill-considered and inhumane. Hospice in the United States originated outside
the mainstream of health care. In its early years, hospice represented a
counterculture among the clinical disciplines in its approach to care.
Hospice advocates alleged that a technological imperative within medicine
resulted in patients becoming depersonalized objects of medical
intervention.
Earlier in the 20th century, a pivotal
development in pediatrics had occurred in response to an epidemic of "hospitalism"
(later known as the "pediatric failure to thrive" syndrome), a devastating
condition that resulted in many thousands of childhood deaths and
near-universal, profound retardation among infants raised in orphanages. The
discovery that this syndrome was caused, not by some toxin or infectious
agent but rather by deficiencies in simple human interaction, gave rise to a
mandate for physicians who care for infants to focus on the whole person of
their patients, including patients' families (see
below).
A poignant analogy to the hospitalism
occurring in many foundling homes of the early 20th century can be found in
too many 21st century nursing homes for America's most frail and elderly
patients. Sensory and emotional deprivation, engendered by the sparse
physical and psychosocial environments of institutionalized elders, results
in a syndrome of geriatric failure to thrive as stark as that described by
the researchers who discovered hospitalism among foundlings.23 While many factors
contribute to the paucity of human interactions that nursing home residents
experience, a pervasive and insidious influence is exerted by revenue
streams for long-term care and a regulatory environment that turn on
documented medical problems—problems that are increasingly tightly defined:
No active problems, no active service.
A nursing home resident's problem list and
corresponding routine and as-needed medications comprise the plan of care.
Diagnoses such as high blood pressure, mild dementia, osteoarthritis,
osteoporosis, and benign prostatic hypertrophy provide the lens for clinical
assessment and response.
From this perspective, a nursing home
resident's care may appear adequate even though the person languishes. Since
staffing and supportive therapy resources are in short supply in today's
long-term care facilities, physical and occupational therapies are
instituted only when there is a documented medical necessity and
demonstrated potential for rehabilitation. In many long-term care settings,
routine psychosocial screening is minimal. A resident's sense of personal
well-being is not a matter for professional concern unless the person's
distress is overtly expressed as "pain" or through disruptive behavior.
Absent medical indications for specific therapies, residents may remain
untouched and unstimulated for long periods of time and receive attention
only when they are wet or it is time for them to be fed. It is no wonder
that people can feel infantilized by the manner in which they are cared for.24
The meager nature of much nursing
home care is widely recognized.25 Many people experience placement in a nursing home as abandonment
by their families. Correspondingly, adult children, while recognizing they
had little choice, may feel guilty about putting a loved one in such a home.
It is common to hear someone describe how a grandparent or parent "seemed to
give up" after being admitted to a nursing home.
While this distressing state of affairs is
widespread, it is rarely caused by either malfeasance or lack of caring.
Indeed, even family members who emotionally describe the withering of a
relative often explicitly emphasize that the nurses and aides were doing all
they could.
Insufficient staffing is one root cause of
this woeful predicament. No amount of caring intention can suffice when
there is no one to answer a call bell and help the person to the bathroom;
or to sit with a person who is agitated, lonely, or afraid. Here again, the
insidious forces that constrain individuals' plans of care collectively pare
staffing to a bare minimum, or beyond. Each line item in the budget of an
agency, department, or clinical program must be justified by delineated
needs.
Toward a Balanced Approach
Within an ethic of caring, principles of
autonomy and protection from unwanted intrusion can be balanced by giving
proportionate weight to the principle of mutual responsibility. Attention to
nonmaleficent avoidance of harm and beneficent protection from unwanted
life-prolonging care must be balanced with reliable provision for basic
needs for shelter, hygiene, assistance with eating, drinking, and
elimination.
It is insufficient to call attention to the
pernicious constraints imposed by prevailing assumptions and trends without
also exploring alternatives to them. Fortunately, such an exploration is
supported by empirical data in both biographical literature and the clinical
literature of palliative care. Individual narratives provide compelling
evidence that the human experience with illness and dying encompasses more
than suffering or its alleviation. The narratives suggest that at times life
with illness, even when acknowledged to be terminal, can be highly valuable
for the affected person as well as for those who love them. Stories about
positive aspects of people's experience with dying challenge us
conceptually to expand our understanding of beneficence. They challenge
us clinically to extend the range of caring services and human
interactions so that those services and interactions can potentially benefit
seriously ill individuals and their families.
The principle of beneficence finds
completion and internal balance when it complements alleviation of suffering
with preservation of opportunity. Correspondingly, in clinical
practice interventions to alleviate suffering can be complemented with
caring efforts to improve quality of life, including deliberate efforts to
evoke pleasure and joy.
Palliative care clinicians relate
stories about withdrawn and profoundly demented patients who have been
determined to be dying, but then thrive, becoming more alert and
interactive, once they have been admitted to a hospice program. Ironically,
under current reimbursement rules and regulatory scrutiny, sustained
improvement renders a patient ineligible for continued hospice care—and
thereby forces his or her withdrawal from the very services that might well
improve the quality of his or her life. The success of programs to improve
stimulation of people with dementia, and of the Eden Alternative movement in
nursing homes, offer persuasive evidence of the positive impact that
increased stimulation can have on institutionalized elders, particularly
patients with moderate and advanced dementia.26 (For an example of
such a case, see "The
Story of Ester O'Hara".)
A Developmental Framework for
End-of-Life Care
The conceptual framework of lifelong
human development underlies a therapeutic approach to palliative care that
resembles mainstream pediatrics. Palliative care recognizes dying as a
normal stage in the life of the individual and his or her family and applies
a "treat, prevent, promote" intervention strategy to alleviate suffering,
improve quality of life, and preserve meaningful opportunities for patients
and their families.27 Dying, at whatever chronological age the process occurs,
constitutes a profound developmental challenge for every person. Suffering
in the context of a terminal condition commonly includes physical discomfort
and functional disability, but it also often extends into other dimensions
of a person's life. Suffering often derives from a felt loss of meaning and
purpose in life and the impending disintegration of one's self.28 The dying person is
forced to confront discomfort, disability, dependence, and ever-closer
death.
From the perspective of developmental
psychology, the challenge involved in integrating these unwelcome facts into
one's ongoing personal experience resembles other life-stage crises. An ill
person's assumptions about the world and sources of confidence and stability
may be threatened. The expectations of others toward the dying person tend
to shift and the person may discover that habitual ways of being no longer
fit, having become irrelevant to his or her new life situation. All the
activities, roles, relationships, plans, and possessions that have hitherto
given meaning, purpose, and pleasure to life and on which a person's very
sense of self is built may be threatened by a terminal illness. It might
seem impossible (despite its similarities with earlier developmental crises)
for a person to adapt to, perhaps even grow through, such a crisis, since
death portends personal annihilation. In the world of experience, however,
we observe that such adaptation and growth can occur.
Although suffering associated with
dying is all too common, it is neither ubiquitous nor immutable. Instances
of people emerging from the depths of hopelessness to a sense of wellness in
the face of death may be uncommon, but the fact that such transformations
occur, even if only rarely, provides a window into the core of the
therapeutic encounter.29 Indeed, ignoring this aspect of the phenomenology of human
experiences would erode the scientific integrity of palliative care.
One important advantage of having a
developmental framework for clinical care is that patients who experience
suffering associated with dying need not be labeled "ill" or "dysfunctional"
for their distress to be acknowledged and addressed. Instead, most cases of
emotional turmoil and personal suffering can be understood as part of the
difficult—but normal—process of living with the profound challenges of
progressive illness, functional disability, and the awareness of impending
demise.
When "health" is tacitly understood
as the absence of injury or illness, the dying person is obviously unwell.
However, the fact that a person has a medical illness need not in itself
define him or her as unwell. A developmental model can encompass an
understanding of suffering as arising from the symptoms and physical
disability of illness and the attendant loss of social roles and accustomed
sources of meaning and felt purpose in life. Yet a developmental framework
is not confined to symptoms and suffering. It can encompass positive
experience associated with the last phase of life and can assist in
understanding the transitions that sometimes occur between these poles of
human experience evoked by confrontation with death.30
Preservation of opportunity for human
development at the end of life has been recognized as an essential component
of palliative care.31 A developmental model better enables clinicians to assess and
understand the psychological and emotional dynamics that underlie personal
adaptation. Each person approaches the end of life with a unique sense of
what is most important and what would be left undone if he or she were to
die suddenly. A developmental conceptual framework provides a clinical
framework for actively assisting patients and families with issues of life
completion, life closure, and healthy grieving. In doing this, it does not
supplant, but rather complements, a problem-oriented medical model which is
appropriately employed in countering disease pathophysiology and symptom
management.
The development framework is sufficiently
broad and flexible to encompass issues of interpersonal relationships, as
well as spiritual or transcendent dimensions of personal experience.
Developmental terminology that is affirming and nonjudgmental can be used in
exploring religious and cultural concerns. The concept of lifelong human
development provides a basis for assessing patients' personal experience and
a means of bringing specificity to psychosocial and spiritual interventions.
A Consistent Ethic of Caring
It may seem that, for the patient, the
absence of an anticipated future constitutes a fundamental difference
between palliative and pediatric care, and that the proximity of death
renders issues of human development irrelevant for hospice and palliative
care. This existential objection assumes that the value of life is rooted in
its duration. An alternative premise appears at least equally valid: that
the value of life is rooted entirely in the present moment—that the days of
life remaining to a person, no matter how few, are more precious because
they are limited.
In truth, the concept of value is wholly
subjective, and the value of a life would seem solely dependent on the
perspective of the individual whose life it is. In addition to duration, the
intensity, depth, importance, and meaning of life and one's satisfaction in
living all contribute to life's subjective value. Adept clinicians recognize
and make use of people's capacity to shift perspective, thereby assisting
seriously ill, functionally compromised patients to reframe their life
situation in ways that contribute to improving their experienced quality of
life. Additionally, because ill or injured patients and their families are
intertwined and together constitute an inextricable unit for palliative
care, they have a living future to be considered. For these reasons, those
who provide palliative care should pay attention to issues of human
development.
A developmental approach to therapeutic
planning and intervention fosters additive themes in clinical care and
ethical analysis. The fullest extension of beneficent approaches that
complement alleviation of suffering with efforts to preserve personal
opportunity and enhance quality of life is expressed by the phrase "tender,
loving care." The philosophical and ethical ramifications of this approach
merit consideration.
"Love" in this context is not an abstract
notion or philosophical stance. Neither is it merely a quality that emanates
from the environment, beatifically radiated by caregivers toward their
patients. In the circumstance of a clinical response to a suffering patient,
active modes of care are required. Loving care may occur through
routine nursing tasks—such as bathing, toileting, and grooming—each of which
is performed in a manner that intentionally evokes feelings of comfort,
pleasure, and nurturance. An onlooker, watching a skillful nurse or aide
bathe a patient, might think the purpose of the bath was to soothe and bring
pleasure to the patient. The fact that the patient becomes clean often seems
almost incidental to the process.
Actively loving care opens a realm of
therapeutic possibilities that is foreclosed by a strictly problem-oriented
medical model. Clinicians ministering to a patient in relentless suffering,
despite proper application of all the pharmacologic potions and clinical
protocols, are provided by loving care with tangible things to do. In this
way loving care provides an antidote to the therapeutic paralysis that
results when clinicians feel helpless, impotent, and unable to imagine what
else might be done to aid a dying patient.
Gently massaging a patient's hands or feet,
or oiling a patient's skin can be soothing interventions. They are
frequently used in many hospice and palliative programs, but are
infrequently recognized as the potentially powerful therapeutic modalities
they are. Soft song, even lullabies, can soothe dying patients in distress.
Listening is a profound skill for any clinician. Simply keeping company with
a patient in distress can at times be a powerful intervention.
Although interventions of these sorts are
often relegated to nursing, no ethical constraint precludes physicians from
engaging in these direct aspects of care. Physicians can practice loving
care most simply by "showing up." A brief home visit to a bed-bound patient
or even a short phone call can represent therapeutically powerful
interventions. Often by simply stating what is most obvious—"You have been
on my mind and I wanted to see and hear how you are doing"—a physician can
communicate genuine caring and strengthen his or her therapeutic connection
with the dying person. There may be little else that needs to be said.
Besides attending to a patient's discomfort, a doctor can, with moments of
active listening that bear witness to and perhaps acknowledge fears and
struggles, provide tangible evidence to such patients that they still matter
to their physician.
Whether or not such services prove
effective in quelling a given patient's distress, they reflect beneficent
intent and fulfill the ethical mandate to do no harm. Caregivers are
sometimes concerned that touching patients with the intention of causing
comfort and even eliciting pleasure will be seen as manipulation or even
sexual exploitation. They need not worry. As legitimate caring
interventions, these practices are subjects of care planning and remain open
to inspection. Indeed, they require and deserve oversight, scrutiny, and
study.
As a society we can strive for a vision in
which people are born into the welcoming arms of a loving community and die
from the reluctant arms of a loving community.
An Alternative to Euthanasia and Suicide
Problem-oriented medicine and an incomplete
concept of beneficence have contributed in mutually reinforcing ways to
narrow the scope of clinical practice and the care of people who are dying.
Physician-assisted suicide and euthanasia are, in a sense, the logical
result of this narrowing tendency in medical care and biomedical ethics. To
some people, these preemptive, deliberate deaths seem almost merciful, given
the constricted prevailing clinical and ethical framework. When suffering is
severe and persisting, appearing to capture every thread of a person's
existence, there may seem to be nothing else to do.
Drawing on lessons from pediatrics,
palliative care can complement the problem-oriented approach to disease
treatment and symptom management with a fuller concept of beneficence and
within a conceptual framework of lifelong human development. Caregivers can,
by examining empirical evidence drawn from the range of human experience
with illness and dying, strengthen the scientific basis of palliative care
and expand the range of therapeutic options. Tender, loving components of
human caring offer potentially powerful interventions for alleviating
suffering and improving the quality of patients' lives. By integrating
approaches that complement problem-oriented medical modalities, we can
fortify the ethical foundation of therapeutics and enhance our capacity to
serve suffering and dying persons.
NOTES
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England Journal of Medicine, vol. 325, no. 7, 1991, pp. 511-512; and D.
Callahan, The Troubled Dream of Life: In Search of a Peaceful Death,
Simon & Schuster, New York City, 1993.
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and Dignity: A Case of Individualized Decision Making," New England
Journal of Medicine, vol. 324, no. 10, 1991, pp. 691-694; T. E. Quill,
C. K. Cassel, and D. E. Meier, "Care of the Hopelessly Ill: Proposed
Clinical Criteria for Physician-Assisted Suicide," New England Journal
of Medicine, vol. 327, no. 19, 1992, pp. 1,380-1,384; M. P. Battin,
The Least Worst Death: Essays in Bioethics on the End of Life, Oxford
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Nunn, "Palliative Treatment of Last Resort and Assisted Suicide,"
Annals of Internal Medicine, vol. 133, no. 7, 2000, p. 563; and M.
Angell, "The Supreme Court and Physician-Assisted Suicide," New England
Journal of Medicine, vol. 361, no. 1, pp. 50-53.
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Exit: The Practicalities of Self-Deliverance and Assisted Suicide for the
Dying, Hemlock Society, Eugene, OR, 1991; S. B. Nuland,
"Physician-Assisted Suicide and Euthanasia in Practice," New England
Journal of Medicine, vol. 342, no. 8, 2000, pp. 583-584.
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Walking the Fine Line: Thoughts on a Hospice Response to Assisted Suicide
and Euthanasia," Journal of Palliative Care, vol. 9, no. 3, 1992,
pp. 25-28.
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Universal Unabridged Dictionary, 2nd ed., Simon & Schuster, New York
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Merriman, "Measuring Quality of Life for Patients with Terminal Illness,"
Palliative Medicine, vol. 12, no. 4, 1998, pp. 231-244; B. M. Mount
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Well: The Prospect for Growth at the End of Life, Putnam, New York
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was one of the earliest quality-of-life instruments developed for
end-of-life care.
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J. Hinton, Dying, Viking, London, 1967; W. H. Thomas, Life Worth
Living: How Someone You Love Can Still Enjoy Life in a Nursing Home,
VanderWyk & Burnham, Acton, MA, 1996; and W. Thomas, "Remembering
Hospitalism: The Eden Alternative Recognizes Growing, Living Things as
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The Discovery of "Hospitalism"
It had long been recognized that neonates
institutionalized in orphanages universally suffered from profound
deficiencies in cognitive and behavioral development, often had stunted
physical growth, and were at greatly increased risk of dying during
infectious epidemics.
Researchers documented that the key
difference among care settings lay in the amount and quality of interactions
with the child.* Infants in the foundling home were well-fed, cleansed, and
swaddled. They subsequently lay undisturbed in bassinets until they were
next scheduled to be fed or have their diapers changed. The researchers
concluded that the syndrome was caused by profound sensory and emotional
deprivation during a critical early stage in childhood development.†
Subsequent prevention of this syndrome by prescribed "normal" interaction
and stimulation of newborns confirmed the etiology. Independently, other
researchers provoked a nearly identical syndrome by raising infant macaque
monkeys in circumstances of emotional deprivation.‡
In hindsight, the cause of pediatric
failure to thrive seems obvious. It is important to note, however, that it
was not at all obvious at the time. Despite their best intentions, staffs of
foundling homes focused their attention on the physical necessities. As they
saw it, an infant had no problem unless something was physically wrong, such
as difficulty feeding or diarrhea or a fever. The recognition of pediatric
failure to thrive as a profound, often fatal, and entirely preventable
syndrome spurred expansion of responsibility within pediatric medicines.
Pediatric providers were henceforth required to monitor and protect the
emotional and intellectual growth of the child. By extension, this mandate
entails attention to the health of the family system, at least as it affects
the level of infant stimulation, the child's living environment, and the
quality of parenting.
* R. Spitz, "Hospitalism:
An Inquiry into the Genesis of Psychiatric Conditions of Early Childhood,"
in R. Eissler, ed., The Psychoanalytic Study of the Child, vol. 1,
1945.
† R. Spitz, "Hospitalism:
A Follow-Up Report on the Investigation Described in Volume 1," in R.
Eissler, ed., The Psychoanalytic Study of the Child, vol. 5, 1946.
‡ H. F. Harlow and
R. R. Zimmerman, "Affectional Responses in the Infant Monkey," Science, vol.
130, 1959, pp. 421-432; and H. F. Harlow and C. Mears, The Human Model:
Primate Perspectives, V. H. Winston & Sons, Washington, DC, 1979.
The Story of Ester
O'Hara
Ester O'Hara, a woman in her late 80s,
resided in a nursing home. She had dementia and slowly progressive weight
loss and was withdrawn, noncommunicative, and entirely dependent on others
for her activities of daily living. When she developed a breast mass, her
family asked that she receive hospice care.
Hospice intervention began with a review of
Mrs. O'Hara's chart, multiple medical problems, and prescribed medications,
wound care, and other physical treatments. The hospice physician performed a
physical examination, explaining each step to Mrs. O'Hara before proceeding.
She kept her eyes closed and remained mute and entirely passive during the
examination. When the doctor finished, he said, "Mrs. O'Hara, I am done now.
Thank you for your patience. It is a pleasure to meet you and to help care
for you." At that moment she abruptly opened her eyes, looked the doctor
squarely in the face, and replied, "Of course it is!" These were the first
words anyone had heard her utter in many months.
Mrs. O'Hara's response reminded the
physician, the hospice team, and the nursing home staff that they were
caring for a whole person. Together they developed a new plan of care that
complemented the skilled nursing care she was receiving. They made certain
that Mrs. O'Hara had family members or volunteers who would visit and talk
or read to her. At meal times, her visitors would encourage and help her to
eat. For two months she began to gain weight and became more responsive.
During this time, Mrs. O'Hara evinced a
child-like quality that was in contrast to her advanced years. While
respecting the dignity of her age and place as matriarch of a large family,
the clinical team instituted a program of nurturing Mrs. O'Hara, a program
similar to the care that would be provided to a young child. A favorite
Teddy bear became her constant companion, and she clutched it tightly during
uncomfortable dressing changes and treatments. She still spoke only
intermittently and usually with just a word or two, but at times her words
seemed surprisingly well-considered. One day when the hospice chaplain
commented to Mrs. O'Hara that it was good to see her with her bear, she
said, "He and I have been through a lot together."
When Mrs. O'Hara died several months later,
she was surrounded by nursing home staff and family, some softly humming,
each lovingly touching a part of her body.
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